Registration and service scope
Simple Financial LLC, CRD number 321616, is shown in the official IAPD record as a state-registered investment adviser firm with approved firm registrations in Utah, Idaho, Nevada, and Oregon. The firm is not represented on this website as SEC-registered or as a FINRA member.
The filed brochure describes ERISA plan services, financial planning and consulting, business consulting, and arrangements involving third-party investment managers. Simple Financial does not directly manage client assets under those third-party arrangements.
Conflicts and limitations
Certain representatives may also be insurance agents and may receive insurance commissions. That creates a conflict of interest described in the firm's brochure. Clients are not obligated to purchase insurance products through a Simple Financial representative.
Calculator estimates and website content are educational. They do not create an advisory, consulting, insurance, legal, or tax relationship and are not recommendations, guarantees, valuations, or offers to buy or sell a product or security.